Submissions

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Submissions sent to
 
19.09.2017
Consultation Paper to MBIE: KiwiSaver savings and income projections - designing assumptions.  This is a joint submission from the Financial Services Council of New Zealand Incorporated (FSC) and Workplace Savings NZ Incorporated (WSNZ).
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01.09.2017
Consultation Paper to FMA: Proposed exemption from the market index requirement. This is a joint submission from the Financial Services Council of New Zealand Incorporated (FSC) and Workplace Savings NZ Incorporated (WSNZ).
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19.07.2017
Consultation Paper to FMA on the proposed exemption to facilitate personalised robo-advice: Financial Services Council response
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7 July 2017
Office of the Chief Tax Counsel -GST - unit trust management fees, This is a submission from the Financial Services Council of New Zealand Incorporated (FSC) 
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6 July 2017
FSC and WSNZ - MBIE KiwiSaver query - Withdrawals from KiwiSaver, This is a joint submission from the Financial Services Council of New Zealand Incorporated (FSC) and Workplace Savings NZ Incorporated (WSNZ).
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30.06.2017
Submission to RNZ on Issues Paper – Review of the Insurance (Prudential Supervision) Act 2010 (IPSA). 
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09.06.2017
Consultation Paper to FMA: Proposed exemption from obligation to prepare scheme financial statements for bundled unit trusts. This is a joint submission from the Financial Services Council of New Zealand Incorporated (FSC) and Workplace Savings NZ Incorporated (WSNZ).
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09.06.2017
Submission to MBIE on Managed Investment Schemes - Making annual reports available to participants. This is a joint submission from the Financial Services Council of New Zealand Incorporated (FSC) and Workplace Savings NZ Incorporated (WSNZ).
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05.05.2017
Submission of the KiwiSaver Annual Statements. This is a joint submission from the Financial Services Council of New Zealand Incorporated (FSC) and Workplace Savings NZ Incorporated (WSNZ).
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31.03.2017
Submission to MBIE in relation to the consultation paper for the proposed new Financial Advice Regime (FAA Review).
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16.12.2016
Submission on the proposed KiwiSaver advice guidance note (Guidance Note).  This is a joint submission from the Financial Services Council of New Zealand Incorporated (FSC) and Workplace Savings NZ Incorporated (WSNZ).
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24.07.15
Submission on the Issues Paper: Review of the Financial Advisers Act 2008 and the Financial Service Providers (Registration and Dispute Resolution) Act 2008
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10.3.14
Submission to the Commission for Financial Literacy and Retirement Income on the discussion document National Strategy for Financial Literacy 2014: Everyone Getting Ahead Financially
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21.1.14
Submission to Ministry of Business, Innovation and Employment on the discussion paper Financial Markets Conduct Act Licence Fees and Increase of Other Financial Markets Authority Fees
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12.12.13
Submission to the Financial Markets Authority on the Consultation on on draft Minimum Standards and Licence Conditions
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8.11.13
Submission to Commission for Financial Literacy and Retirement Income on the discussion document: Focusing on the Future
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11.10.13
Submission to Treasury on the discussion document Flexible Superannuation
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29.7.13
Submission to Reserve Bank of New Zealand on the consultation paper Insurance Solvency Standards:guarantees and off-balance sheet exposures
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24.7.13
Submission to the Finance & Expenditure Committee on the Taxation (Annual Rates, Foreign Superannuation, and Remedial Matters) Bill
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14.6.13
Submission to Finance & Expenditure Committee on the Insurance (Prudential Supervision) Amendment Bill
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31.5.13
Submission to the Commission for Financial Literacy and Retirement Income on the 2013 Review of Retirement Income Policy
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11.4.13
Submission to Inland Revenue on the draft Life Insurance Taxation Rules: Remedial Legislation
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7.3.13
Submission to the Ministry of Business, Innovation and Employment on the Financial Markets Conduct Regulations - Discussion Paper
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28.2.13
Submission to the Reserve Bank of New Zealand on the Insurance Solvency Standards Consultation Paper
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7.2.13
Submission to the Finance and Select Committee on the Taxation (Livestock Valuation, Assets Expenditure, and Remedial Matters) Bill
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18.1.13
Submission to Commerce Select Committee on Supplementary Order Paper No. 93 to the Financial Markets Conduct Bill
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14.1.13
Submission to the Financial Markets Authority on the Consultation Paper - Class Exemption Review
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21.12.12
Submission to the Ministry of Business, Innovation and Employment on the Review of KiwiSaver Default Provider Arrangements
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5.11.12
Submission to Ministry of Business, Innovation and Employment on the KiwiSaver (Periodic Disclosure) Regulations 2012 Exposure Draft
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7.09.12
Submission to Inland Revenue on Taxation of Foreign Superannuation.
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17.08.12
Submission to the Ministry of Justice on the Implementation of the AML/CFT Act 2009: Regulations Consultation Document
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24 7.12
Submission to the Financial Markets Authority on Consultation Paper - Request for Further Feedback: Class Exemption Review
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19.07.12
Submission to the Financial Markets Authority on Consultation - Guidance Note: Sale and Distribution of KiwiSaver
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22.06.12
Submission to the Reserve Bank on Insurance (Prudential Supervision) Amendment Regulations 2012 - Request for Comment
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10.05.12
Submission to the Financial Markets Authority on Consultation  - Guidance Note: Effective Disclosure
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7.05.12
Submission to the Financial Markets Authority on the Consultation Paper - Class Exemption Review
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26.04.12
Submission to the Commerce Select Committee on the Financial Markets Conduct Bill
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24.04.12
Submission to Inland Revenue on Draft Interpretation Statement IS xx/xx: Income Tax - Deductibility of expenditure incurred in borrowing money - Sections DB 5 and DA 1
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18.04.12
Submission to the Reserve Bank on Statutory Fund Regulations - Request for Comment.
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9.03.12
Submission to Financial Markets Authority on the Consultation Paper - Guidance Note:Effective Disclosure
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10.02.12
Submission to the Reserve Bank on Statutory Fund Regulations Consultation Paper
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8.02.12
Submission to the Finance and Expenditure Committee on the Taxation (Annual Rates, Returns Filing and Remedial Matters) Bill
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30.01.12
Submission to Her Majesty's Revenue & Customs on The Overseas Pension Schemes (Miscellaneous Amendments) Regulations 2012
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21.12.11
Submission to Inland Revenue on General and Non-Life Insurance Transferred to another insurer part way through an income year.
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9.12.11
Submission to the Financial Markets Authority on the Securities Act (Multiple Participant Superannuation Schemes) Exemption Notice 1998
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2.12.11
Submission to the Financial Markets Authority on the Consultation: Request for Comment on Proposed KiwiSaver Performance Fees Guidance Note
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2.12.11
Submission to the Ministry of Economic Development on the Revised Option for Proposed Levy to Fund the Financial Markets Authority
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25.11.11
Submission to the Financial Markets Authority on the Consultation: Review of Securities Act (Directors' Certificates - Collective Investment Schemes) Exemption Notice 2011
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31.10.11
Submission to the Financial Markets Authority on the Securities Act (Directors' Certificates - Collective Investment Schemes) Exemption Notice 2011
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25.10.11
Submission to the Law Commission on  Death Certification
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6.9.11
Submission to the Ministry of Economic Development on the Financial Markets Conduct Bill Consultation Draft
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8.7.11
Submission to the Ministry of Economic Development on the Discussion Document: Proposed Fee and Levy Changes for the FMA, External Reporting Board, Companies Office and Insolvency and Trustee Service
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30.5.11
Submission to the Ministry of Economic Development on the Securities Amendment Regulations 2011
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27.5.11
Submission to the Reserve Bank on the Draft Solvency Standards for Life Insurance Business
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29.4.11
Submission on Taxation (Tax Administration and Remedial Matters) Bill Supplementary Order Paper 220
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11.3.11
Submission to the Ministry of Economic Development on the Periodic Reporting Regulations for Retail KiwiSaver Schemes Discussion Paper
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14.2.11
Submission to Inland Revenue on Zero PIR for Non Resident Investors in PIEs
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20.1.11
Submission to the Ministry of Economic Development on the Financial Advisers (Exemptions, Definitions, Voluntary Authorisation and Fees) Regulations 2010
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23.12.10
Submission to Ministry of Justice on the Private Security Personnel and Private Investigators Act 2010,  Consultation on Code of Conduct Regulations
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29.10.10
Submission to the Reserve Bank on the Draft Solvency Standard for Life Insurance Business
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19.11.10
Submission to the Savings Working Group
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10.11.10
Submission to the Commerce Select Committee on the Financial Markets (Regulators and KiwiSaver) Bill
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29.10.10
Submission to the Reserve Bank on the draft Solvency Standard for Life Insurance Business
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23.9.10
Submission to the Ministry of Economic Development on the Definition for Investment-linked Contracts of Insurance
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17.9.10
Submission to the Ministry of Economic Development on the Definition for Investment-linked Contracts of Insurance
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6.9.10
Submission to the Ministry of Justice on the Anti-Money Laundering and Countering Financing of Terrorism Regulations and Codes of Practices Consultation Document
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20.8.10
Submission to the Ministry of Economic Development on the Review of Securities Law Consultation Document
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9.8.10
Submission to the Ministry of Economic Development on the Draft Financial Advisers (Disclosure) Regulations 2010
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9.7.10
Submission to the GST Advisory Panel on the GST Rate Change Impact on Insurance Premiums
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4.6.10
Submission on the Inland Revenue and Treasury Officials' Issues Paper Allowing a zero percent tax rate for non-residents investing in a PIE
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14.5.10
Submission to the Select Committee on the Departmental Report on the Financial Service Providers (Pre-Implementation Adjustments) Bill 2010
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7.5.10
Submission to the Code Committee for Financial Advisers on the Draft Code of Professional Conduct for Authorised Financial Advisers
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3.4.10
Submission to the Retirement Commissioner on the 2010 Retirement Income Policy Review
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15.4.10
Submission to the Commerce Select Committee on the Financial Service Providers (Pre-Implementation Adjustments) Bill Supplementary Order Paper
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25.3.10
Submission to the Commerce Select Committee on the Financial Service Providers (Pre-Implementation Adjustments) Bill
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19.3.10
Submission to the Ministry of Justice on discussion document Implementation of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009: Regulations and Codes of Practice
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10.2.10
Submission to the Finance and Expenditure Committee on the Insurance (Prudential Supervision) Bill
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13.11.09
Submission to the Ministry of Economic Development on the Discussion Document: Financial Service Providers (Registration and Dispute Resolution) Act 2008 and Financial Advisers Act 2008: Fees Regulations
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5.11.09
Submission to the Centre for Accounting, Governance and Taxation Research - VUW Tax Working Group
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30.09.09
Submission to the Foreign Affairs and Defence Select Committee on the Anti-Money Laundering and Countering Financing of Terrorism Reform - Background Information Document
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25.08.09
Submission to the Finance & Expenditure Select Committee on the Taxation (Consequential Rate Alignment and Remedial Matters) Bill
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12.08.09
Submission to the Ministry of Economic Development on the Discussion Document: F
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6.08.09
Submission to the Foreign Affairs, Defence and Trade Select Committee on the Anti-Money Laundering and Countering Financing of Terrorism Bill
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30.07.09
Submission to the Securities Commission on the Staff Paper on Regulating and Supervising Financial Advisers
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12.06.09
Submission to the Justice and Electoral Select Committee on the Private Security Personnel and Private Investigators Bill
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22.06.09
Submission to the Reserve Bank on the Draft Insurance (Prudential Supervision) Bill
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29.05.09
Submission to the Securities Commission on the Staff Paper on Authorised Financial Adviser Competence
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29.05.09
Submission to the Law Commission on the Privacy Law Review Issues Paper
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8.05.09
Submission to the Ministry of Economic Development on the Discussion Document: Changes to the Securities Regulations
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11.12.08
Submission to the Finance & Expenditure Committee on Life Insurance Proposals in the Taxation (International Taxation, Life Insurance, and Remedial Matters) Bill
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3.12.08
Submission to the Finance & Expenditure Committee on the Taxation (International Taxation, Life Insurance, and Remedial Matters) Bill
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15.10.08
Submission to the Ministry of Justice on the Review of Private Investigators and Security Guards Act 1974
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10.10.08
Submission to the Inland Revenue on Streaming and Refundability of Imputation Credits
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10.10.08
Submission to the Ministry of Justice on the Anti-Money Laundering and Countering Financing of Terrorism Bill 2008
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05.09.08
Submission to the Securities Commission on the Review of Australian Registered Managed Investment Schemes Exemption Notice 2003
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22.08.08
Submission to Finance & Expenditure Select Committee on the Second Interim Report on the Financial Advisers Bill
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25.06.08
Submission to the Reserve Bank on the Review of Financial Products and Providers Prudential Regulation of Insurance May 2008 Consultation Paper
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30.05.08
Submission to Inland Revenue on the Draft Legislation for Stapled Stock Amendments to Income Tax Act 2007
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16.05.08
Submission to the Finance & Expenditure Select Committee on the Proposed Changes to the Financial Advisers Bill
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04.04.08
Submission to the Finance & Expenditure Select Committee on the Financial Advisers Bill
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14.03.08
Submission to the Office for Senior Citizens on the Draft code of Practice for Mortgage Based Home Equity Conversion Schemes
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28.02.08
Submission to the Finance & Expenditure Select Committee on the Financial Service Providers (Registration and Dispute Resolution) Bill
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12.02.08
Submission to Inland Revenue on the Life Insurance Taxation Review
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22.01.08
Submission to the Securities Commission on Changes to Investment Statements - Information about Investment Adviser Disclosure
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27.9.07
Submission to the NZ Institute of Chartered Accountants on Exposure Draft 113: Proposed Amendment to Appendix C Life Insurance Entities of NZ IFRS 4 Insurance Contracts - Deferred Tax and Policyholder Liabilities
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23.09.07
Submission to the Office for Senior Citizens on the Draft Code of Practice for Reverse Mortgage Based Home Equity Conversion Products
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30.8.07
Submission on the Finance & Expenditure Select Committee on Supplementary Order Paper 130 to the Taxation (Annual Rates, Business Taxation, KiwiSaver, and Remedial Matters) Bill
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28.8.07
Submission to Inland Revenue Department on RWT Deductions on Dividends
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27.7.07
Submission to the Human Rights Commission on the Human Rights Commission Insurance Guidelines
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12.7.07
Submission to the Finance & Expenditure Select Committee on the Taxation (Annual Rates, Business Taxation, KiwiSaver, and Remedial Matter) Bill
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12.7.07
Submission on the Ministry of Justice FATF-Compliance Review:
Response to Stakeholder Comment on AML Proposals
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4.5.07
Submission to the Retirement Commissioner's 2007 Review of Retirement Income Policy
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3.5.07
Submission to Inland Revenue on Life Insurance Tax Reform
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3.4.07
Submission to the Securities Commission on the Review of Class Exemption Notices
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2.4.07
Submission to Inland Revenue on KiwiSaver Remedials
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31.3.07
Submission to the Ministry of Social Development Office for Senior Citizens on the "Home Equity Schemes" discussion paper
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9.3.07
Submission to the Inland Revenue on the Government Discussion Document "New Zealand's International Tax Review: a direction for change"
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5.3.07
Submission to the Securities Commission in relation to exemption policies the Securities Commission is considering as a result of amendments contained in the Financial Reporting Amendment Act 2006 ("FRA")
Exemption Policy:
-  Overseas Incorporated Companies
- Conduit Issuers
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December 2006

Submissions to the Ministry of Economic Development on the Review of Financial Products and Providers:

    Consumer Dispute Resolution and Redress

    Mutuals Governance

    Non-Bank Deposit Takers

    Collective Investment Schemes

    Insurance

    Overview and Registration of Financial Institutions

    Review of Platforms and Portfolio Management Services

    Review of Securities Offerings

    Supervision if Issuers
Submission on the Ministry of Justice Discussion Document:

    Money Laundering and New Zealand's Compliance with FATF Recommendations - 21.10.05

    Anti-Money Laundering and Countering the Financing of Terrorism - 31.7.06

    Anti-Money Laundering and Countering the Financing of Terrorism - 21.12.06
Submissions sent to
 
09.06.2017
Submission of the Managed Investment Schemes - Making annual reports available to participants. This is a joint submission from the Financial Services Council of New Zealand Incorporated (FSC) and Workplace Savings NZ Incorporated (WSNZ).
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05.05.2017
Submission of the KiwiSaver Annual Statements. This is a joint submission from the Financial Services Council of New Zealand Incorporated (FSC) and Workplace Savings NZ Incorporated (WSNZ).
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16.12.2016
Submission on the proposed KiwiSaver advice guidance note (Guidance Note).  This is a joint submission from the Financial Services Council of New Zealand Incorporated (FSC) and Workplace Savings NZ Incorporated (WSNZ).
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11.4.13
Submission to Inland Revenue on draft Life Taxation Rules: Remedial Legislation
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7.3.13
Submission to the Ministry of Business, Innovation and Employment on the Financial Markets Conduct Regulations - Discussion Paper
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28.2.13
Submission to the Reserve Bank of New Zealand on the Insurance Solvency Standards Consultation Paper
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7.2.13
Submission to the Finance and Select Committee on the Taxation (Livestock Valuation, Assets Expenditure, and Remedial Matters) Bill
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18.1.13
Submission to Commerce Select Committee on Supplementary Paper No. 93 to the
Financial Markets Conduct Bill
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14.1.13
Submission to the Financial Markets Authority on the Consultation Paper - Class Exemption Review
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21.12.12
Submission to the Ministry of Business, Innovation and Employment on the Review of KiwiSaver Default Provider Arrangements
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5.11.12
Submission to Ministry of Business, Innovation and Employment on the KiwiSaver (Periodic Disclosure) Regulations 2012 Exposure Draft
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7.09.12
Submission to Inland Revenue on Taxation of Foreign Superannuation.
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17.08.12
Submission to the Ministry of Justice on the Implementation of the AML/CFT Act 2009: Regulations Consultation Document
click here to view
24 7.12
Submission to the Financial Markets Authority on Consultation Paper - Request for Further Feedback: Class Exemption Review
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19.07.12
Submission to the Financial Markets Authority on Consultation - Guidance Note: Sale and Distribution of KiwiSaver
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22.06.12
Submission to the Reserve Bank on Insurance (Prudential Supervision) Amendment Regulations 2012 - Request for Comment
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10.05.12
Submission to the Financial Markets Authority on Consultation  - Guidance Note: Effective Disclosure
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7.05.12
Submission to the Financial Markets Authority on the Consultation Paper - Class Exemption Review
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26.04.12
Submission to the Commerce Select Committee on the Financial Markets Conduct Bill
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24.04.12
Submission to Inland Revenue on Draft Interpretation Statement IS xx/xx: Income Tax - Deductibility of expenditure incurred in borrowing money - Sections DB 5 and DA 1
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18.04.12
Submission to the Reserve Bank on Statutory Fund Regulations - Request for Comment.
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9.03.12
Submission to Financial Markets Authority on the Consultation Paper - Guidance Note:Effective Disclosure
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10.02.12
Submission to the Reserve Bank on Statutory Fund Regulations Consultation Paper
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8.02.12
Submission to the Finance and Expenditure Committee on the Taxation (Annual Rates, Returns Filing and Remedial Matters) Bill
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30.01.12
Submission to Her Majesty's Revenue & Customs on The Overseas Pension Schemes (Miscellaneous Amendments) Regulations 2012
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21.12.11
Submission to Inland Revenue on General and Non-Life Insurance Transferred to another insurer part way through an income year.
click here to view
9.12.11
Submission to the Financial Markets Authority on the Securities Act (Multiple Participant Superannuation Schemes) Exemption Notice 1998
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2.12.11
Submission to the Financial Markets Authority on the Consultation: Request for Comment on Proposed KiwiSaver Performance Fees Guidance Note
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2.12.11
Submission to the Ministry of Economic Development on the Revised Option for Proposed Levy to Fund the Financial Markets Authority
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25.11.11
Submission to the Financial Markets Authority on the Consultation: Review of Securities Act (Directors' Certificates - Collective Investment Schemes) Exemption Notice 2011
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31.10.11
Submission to the Financial Markets Authority on the Securities Act (Directors' Certificates - Collective Investment Schemes) Exemption Notice 2011
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25.10.11
Submission to the Law Commission on  Death Certification
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6.9.11
Submission to the Ministry of Economic Development on the Financial Markets Conduct Bill Consultation Draft
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8.7.11
Submission to the Ministry of Economic Development on the Discussion Document: Proposed Fee and Levy Changes for the FMA, External Reporting Board, Companies Office and Insolvency and Trustee Service
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30.5.11
Submission to the Ministry of Economic Development on the Securities Amendment Regulations 2011
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27.5.11
Submission to the Reserve Bank on the Draft Solvency Standards for Life Insurance Business
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29.4.11
Submission on Taxation (Tax Administration and Remedial Matters) Bill Supplementary Order Paper 220
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11.3.11
Submission to the Ministry of Economic Development on the Periodic Reporting Regulations for Retail KiwiSaver Schemes Discussion Paper
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14.2.11
Submission to Inland Revenue on Zero PIR for Non Resident Investors in PIEs
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20.1.11
Submission to the Ministry of Economic Development on the Financial Advisers (Exemptions, Definitions, Voluntary Authorisation and Fees) Regulations 2010
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23.12.10
Submission to Ministry of Justice on the Private Security Personnel and Private Investigators Act 2010,  Consultation on Code of Conduct Regulations
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29.10.10
Submission to the Reserve Bank on the Draft Solvency Standard for Life Insurance Business
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19.11.10
Submission to the Savings Working Group
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10.11.10
Submission to the Commerce Select Committee on the Financial Markets (Regulators and KiwiSaver) Bill
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29.10.10
Submission to the Reserve Bank on the draft Solvency Standard for Life Insurance Business
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23.9.10
Submission to the Ministry of Economic Development on the Definition for Investment-linked Contracts of Insurance
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17.9.10
Submission to the Ministry of Economic Development on the Definition for Investment-linked Contracts of Insurance
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6.9.10
Submission to the Ministry of Justice on the Anti-Money Laundering and Countering Financing of Terrorism Regulations and Codes of Practices Consultation Document
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20.8.10
Submission to the Ministry of Economic Development on the Review of Securities Law Consultation Document
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9.8.10
Submission to the Ministry of Economic Development on the Draft Financial Advisers (Disclosure) Regulations 2010
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9.7.10
Submission to the GST Advisory Panel on the GST Rate Change Impact on Insurance Premiums
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4.6.10
Submission on the Inland Revenue and Treasury Officials' Issues Paper Allowing a zero percent tax rate for non-residents investing in a PIE
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14.5.10
Submission to the Select Committee on the Departmental Report on the Financial Service Providers (Pre-Implementation Adjustments) Bill 2010
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7.5.10
Submission to the Code Committee for Financial Advisers on the Draft Code of Professional Conduct for Authorised Financial Advisers
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3.4.10
Submission to the Retirement Commissioner on the 2010 Retirement Income Policy Review
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15.4.10
Submission to the Commerce Select Committee on the Financial Service Providers (Pre-Implementation Adjustments) Bill Supplementary Order Paper
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25.3.10
Submission to the Commerce Select Committee on the Financial Service Providers (Pre-Implementation Adjustments) Bill
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19.3.10
Submission to the Ministry of Justice on discussion document Implementation of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009: Regulations and Codes of Practice
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10.2.10
Submission to the Finance and Expenditure Committee on the Insurance (Prudential Supervision) Bill
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13.11.09
Submission to the Ministry of Economic Development on the Discussion Document: Financial Service Providers (Registration and Dispute Resolution) Act 2008 and Financial Advisers Act 2008: Fees Regulations
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5.11.09
Submission to the Centre for Accounting, Governance and Taxation Research - VUW Tax Working Group
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30.09.09
Submission to the Foreign Affairs and Defence Select Committee on the Anti-Money Laundering and Countering Financing of Terrorism Reform - Background Information Document
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25.08.09
Submission to the Finance & Expenditure Select Committee on the Taxation (Consequential Rate Alignment and Remedial Matters) Bill
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12.08.09
Submission to the Ministry of Economic Development on the Discussion Document: F
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6.08.09
Submission to the Foreign Affairs, Defence and Trade Select Committee on the Anti-Money Laundering and Countering Financing of Terrorism Bill
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30.07.09
Submission to the Securities Commission on the Staff Paper on Regulating and Supervising Financial Advisers
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12.06.09
Submission to the Justice and Electoral Select Committee on the Private Security Personnel and Private Investigators Bill
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22.06.09
Submission to the Reserve Bank on the Draft Insurance (Prudential Supervision) Bill
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29.05.09
Submission to the Securities Commission on the Staff Paper on Authorised Financial Adviser Competence
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29.05.09
Submission to the Law Commission on the Privacy Law Review Issues Paper
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8.05.09
Submission to the Ministry of Economic Development on the Discussion Document: Changes to the Securities Regulations
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11.12.08
Submission to the Finance & Expenditure Committee on Life Insurance Proposals in the Taxation (International Taxation, Life Insurance, and Remedial Matters) Bill
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3.12.08
Submission to the Finance & Expenditure Committee on the Taxation (International Taxation, Life Insurance, and Remedial Matters) Bill
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15.10.08
Submission to the Ministry of Justice on the Review of Private Investigators and Security Guards Act 1974
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10.10.08
Submission to the Inland Revenue on Streaming and Refundability of Imputation Credits
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10.10.08
Submission to the Ministry of Justice on the Anti-Money Laundering and Countering Financing of Terrorism Bill 2008
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05.09.08
Submission to the Securities Commission on the Review of Australian Registered Managed Investment Schemes Exemption Notice 2003
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22.08.08
Submission to Finance & Expenditure Select Committee on the Second Interim Report on the Financial Advisers Bill
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25.06.08
Submission to the Reserve Bank on the Review of Financial Products and Providers Prudential Regulation of Insurance May 2008 Consultation Paper
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30.05.08
Submission to Inland Revenue on the Draft Legislation for Stapled Stock Amendments to Income Tax Act 2007
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16.05.08
Submission to the Finance & Expenditure Select Committee on the Proposed Changes to the Financial Advisers Bill
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04.04.08
Submission to the Finance & Expenditure Select Committee on the Financial Advisers Bill
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14.03.08
Submission to the Office for Senior Citizens on the Draft code of Practice for Mortgage Based Home Equity Conversion Schemes
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28.02.08
Submission to the Finance & Expenditure Select Committee on the Financial Service Providers (Registration and Dispute Resolution) Bill
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12.02.08
Submission to Inland Revenue on the Life Insurance Taxation Review
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22.01.08
Submission to the Securities Commission on Changes to Investment Statements - Information about Investment Adviser Disclosure
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27.9.07
Submission to the NZ Institute of Chartered Accountants on Exposure Draft 113: Proposed Amendment to Appendix C Life Insurance Entities of NZ IFRS 4 Insurance Contracts - Deferred Tax and Policyholder Liabilities
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23.09.07
Submission to the Office for Senior Citizens on the Draft Code of Practice for Reverse Mortgage Based Home Equity Conversion Products
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30.8.07
Submission on the Finance & Expenditure Select Committee on Supplementary Order Paper 130 to the Taxation (Annual Rates, Business Taxation, KiwiSaver, and Remedial Matters) Bill
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28.8.07
Submission to Inland Revenue Department on RWT Deductions on Dividends
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27.7.07
Submission to the Human Rights Commission on the Human Rights Commission Insurance Guidelines
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12.7.07
Submission to the Finance & Expenditure Select Committee on the Taxation (Annual Rates, Business Taxation, KiwiSaver, and Remedial Matter) Bill
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12.7.07
Submission on the Ministry of Justice FATF-Compliance Review:
Response to Stakeholder Comment on AML Proposals
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4.5.07
Submission to the Retirement Commissioner's 2007 Review of Retirement Income Policy
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3.5.07
Submission to Inland Revenue on Life Insurance Tax Reform
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3.4.07
Submission to the Securities Commission on the Review of Class Exemption Notices
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2.4.07
Submission to Inland Revenue on KiwiSaver Remedials
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31.3.07
Submission to the Ministry of Social Development Office for Senior Citizens on the "Home Equity Schemes" discussion paper
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9.3.07
Submission to the Inland Revenue on the Government Discussion Document "New Zealand's International Tax Review: a direction for change"
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5.3.07
Submission to the Securities Commission in relation to exemption policies the Securities Commission is considering as a result of amendments contained in the Financial Reporting Amendment Act 2006 ("FRA")
Exemption Policy:
-  Overseas Incorporated Companies
- Conduit Issuers
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December 2006

Submissions to the Ministry of Economic Development on the Review of Financial Products and Providers:

    Consumer Dispute Resolution and Redress

    Mutuals Governance

    Non-Bank Deposit Takers

    Collective Investment Schemes

    Insurance

    Overview and Registration of Financial Institutions

    Review of Platforms and Portfolio Management Services

    Review of Securities Offerings

    Supervision if Issuers
Submission on the Ministry of Justice Discussion Document:

    Money Laundering and New Zealand's Compliance with FATF Recommendations - 21.10.05

    Anti-Money Laundering and Countering the Financing of Terrorism - 31.7.06

    Anti-Money Laundering and Countering the Financing of Terrorism - 21.12.06

About us

The Financial Services Council (FSC) represents investment and life insurance companies in New Zealand.

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Contact us

Ph: +64 09 985 5762

Email: fsc@fsc.org.nz

Level 33, ANZ Centre,
23-29 Albert Street, Auckland 1010

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