Financial Advice Submissions

The following papers have been submitted on Financial Advice.

View all submissions | Code, Conduct & Culture | Financial Advice | Investment & Funds | KiwiSaver | Life Insurance | Tax

2019

• 13 September | New financial advice regime exemptions

• 26 July | Proposed standard conditions for financial advice provider transitional licences
   
• 22 February | Response to MBIE discussion paper on financial advice provider licensing fees and changes to the FMA levy

2018

• 23 November | Submission to the Financial Markets Authority: Consultation on proposed open-ended term for FMCA licences.
   
• 9 November | Submission to the MBIE Code Working Group: Code of Professional Conduct for the Financial Advice Sector
• 25 May | Submission to Justice Committee: Privacy Bill. This is a submission from the Financial Services Council of New Zealand Incorporated (FSC)
   
• 25 May | Submission to Financial Markets Policy Building, Resources & Markets and Ministry of Business, Innovation & Employment: Disclosure requirements in the new financial advice regime. This is a submission from the Financial Services Council of New Zealand Incorporated (FSC)
   
• 16 May | Submission to Financial Markets Authority: Consultation on including an annual declaration of compliance in regulatory returns and updating the standard regulatory returns condition. This is a submission from the Financial Services Council of New Zealand Incorporated (FSC)
   
• 30 April | Submission to Ministry of Business, Innovation & Employment: Code of Professional Conduct for Financial Advice Services. This is a submission from the Financial Services Council of New Zealand Incorporated (FSC).
   
• 26 February | Economic Development, Science and Innovation Committee - Submission: Financial Services Legislation Amendment Bill. This is a joint submission from the Financial Services Council of New Zealand Incorporated (FSC) and Workplace Savings NZ Incorporated (WSNZ).

2017

• 15 December | Financial Markets Authority - Request for feedback: Exemption to enable personalised digital advice. Feedback from the Financial Services Council of New Zealand Incorporated (FSC).
   
• 19 July | Consultation Paper to FMA on the proposed exemption to facilitate personalised robo-advice: Financial Services Council response.
   
• 31 March | Submission to MBIE in relation to the consultation paper for the proposed new Financial Advice Regime (FAA Review).