Code, Conduct & Culture Submissions

2019

• 7 June | Conduct of Financial Institutions options paper

2018

• 9 November | Submission to the MBIE Code Working Group: Code of Professional Conduct for the Financial Advice Sector
   
• 31 August | Submission to Financial Markets Authority: Exemptions, other legislative notices, and unnecessary compliance costs
   
• 25 May | Submission to Justice Committee: Privacy Bill. This is a submission from the Financial Services Council of New Zealand Incorporated (FSC)
   
• 25 May | Submission to Financial Markets Policy Building, Resources & Markets and Ministry of Business, Innovation & Employment: Disclosure requirements in the new financial advice regime. This is a submission from the Financial Services Council of New Zealand Incorporated (FSC)
   
• 16 May | Submission to Financial Markets Authority: Consultation on including an annual declaration of compliance in regulatory returns and updating the standard regulatory returns condition. This is a submission from the Financial Services Council of New Zealand Incorporated (FSC)
   
• 30 April | Submission to Ministry of Business, Innovation & Employment: Code of Professional Conduct for Financial Advice Services. This is a submission from the Financial Services Council of New Zealand Incorporated (FSC).
   
• 26 February | Economic Development, Science and Innovation Committee - Submission: Financial Services Legislation Amendment Bill. This is a joint submission from the Financial Services Council of New Zealand Incorporated (FSC) and Workplace Savings NZ Incorporated (WSNZ)