Navigating Regulation

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NEWS ALERT
MBIE are expected to release a consultation via their website on fees and levies for Financial Advisers in December 2018. 
 

 

INVITATION TO ATTEND

NAVIGATING REGULATION ADVICE SUMMIT 2019: FREE-TO-ATTEND
 

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The FMA, MBIE and Financial Services Council invite you to the Navigating Regulation Advice Summit 2019. Attendees will:
  • Hear directly from key decision makers from the FMA, MBIE and Code Working Group
  • Get information to help them plan for the new regulations
  • Network with peers and hear from industry leaders
  • Speak to suppliers for practical help and support through the changes
Download the Advice Summit PDF here, watch the video from the 2017 Navigating Regulation events and see previous Financial Advisers newsletters from the FSC.

We would welcome your feedback on what information would be helpful to you.
 

WHO SHOULD ATTEND
  • All advisers (AFA’s, RFA’s, QFE’s, NR’s & all the likely FAP’s & FA’s)
  • All current dealer groups and their advice staff
  • Members of the Financial Services Council
  • The professions & the advisers to the market place
  • The suppliers to the sector
  • Media
  • Other interested parties
 
 
DATES AND VENUES

WELLINGTON
Wednesday, 13 March 2019: Free-to-attend
Arrival from 7:30am, welcome at 8:30am, close midday

Register for Wellington

Members Gallery
Westpac Stadium
105 Waterloo Quay
Pipitea,
Wellington 6140

AUCKLAND
Thursday, 14 March 2019: Free-to-attend
Arrival from 7:30am, welcome at 8:30am, close midday

Register for Auckland

South Level 4 Lounge
Eden Park Function Centre
10 Reimers Ave
Kingsland
Auckland 1024

CHRISTCHURCH
Tuesday, 19 March 2019: Free-to-attend Arrival from 7:30am, welcome at 8:30am, close midday

Register for Christchurch

Tait Technology Centre
245 Wooldridge Road
Harewood
Christchurch 8051

DUNEDIN
Wednesday, 20 March 2019: Free-to-attend Arrival from 7:30am, welcome at 8:30am, close midday

Register for Dunedin

Heartlands Hotels Lounge
Forsyth Barr Stadium
130 Anzac Avenue
Dunedin 9016

 
 
THE 2019 PROGRAMME
7.30am
Arrival and morning coffee in the Marketplace
Meet other Financial Advisers and visit providers that can give you practical hints and tips on getting ready for the changes in the Marketplace, new for 2019.
8.30am
Open and welcome
8.45am
Regulatory change in the spotlight
Hear directly from the key players driving, leading and shaping the new regulations:
  • John Botica and Derek Grantham from the FMA
  • Sharon Corbett from MBIE
  • Angus Dale-Jones from the Code Working Group
  • Industry leaders and experience from other Advisers
10.00am
Morning tea in the Marketplace
10.30am
The Future of Advice Panel Discussion and Q&A
This panel will look towards the future and how Financial Advisers can best prepare themselves for success through the transition to the new regulations.
 
11.30am
Summit close and one last visit to the Marketplace
One more opportunity to visit the marketplace and get the advice you need.
 
12.00pm
Marketplace closes
 

THE MARKETPLACE – NEW FOR 2019

New for 2019, we are inviting a range of experienced suppliers that can help Financial Advisers
prepare for the regulatory changes and make the right decisions, including:

  • Product suppliers (Life, Funds and KiwiSavers)
  • Educational colleges.
  • Dealer groups
  • Software providers
  • Legal firms
  • Compliance firms
  • Practice management firms

Find out more about taking a stall.
 



CONFIRMED SPEAKERS

Angus Dale-Jones, Chair, Code Working Group
Angus is a chartered accountant and former financial services regulator in Australia and NZ. Angus runs a conduct, compliance and regulatory strategy consultancy.

John Botica, Director Market Engagement, FMA
John is an experienced senior executive, director and consultant in the financial services industry. He was co-founder of the Assure NZ Group, Managing Director at Guardian Trust and General Manager Wealth Management at AXA.

Sharon Corbett, Manager Financial Markets, MBIE
Sharon manages the financial markets policy team. She has been leading the Ministry’s team amending New Zealand’s financial advice legislation since the review commenced in 2014.

Derek Grantham, Principal Consultant, FMA
Derek brings the AFA perspective into the work and thinking of the FMA. He brings his experience as a financial adviser and as Head of Adviser Services for a national advisory firm to his role within the FMA’s regulation team.

Richard Klipin, CEO, FSC
Richard has extensive experience in leading and transforming industry associations, life insurance manufacturers and financial advice businesses, having held senior leadership roles in all sectors over the past 16 years.
 
 
DATES AND VENUES

WELLINGTON
Wednesday, 13 March 2019: 
Free-to-attend Arrival from 7:30am, welcome at 8:30am, close midday

Register for Wellington

Members Gallery
Westpac Stadium
105 Waterloo Quay
Pipitea,
Wellington 6140

AUCKLAND
Thursday, 14 March 2019: 
Free-to-attend Arrival from 7:30am, welcome at 8:30am, close midday

Register for Auckland

South Level 4 Lounge
Eden Park Function Centre
10 Reimers Ave
Kingsland
Auckland 1024

CHRISTCHURCH
Tuesday, 19 March 2019: 
Free-to-attend Arrival from 7:30am, welcome at 8:30am, close midday

Register for Christchurch

Tait Technology Centre
245 Wooldridge Road
Harewood
Christchurch 8051

DUNEDIN
Wednesday, 20 March 2019: 
Free-to-attend Arrival from 7:30am, welcome at 8:30am, close midday

Register for Dunedin

Heartlands Hotels Lounge
Forsyth Barr Stadium
130 Anzac Avenue
Dunedin 9016


MORE INFORMATION  
Watch the 2017 Navigating Regulation Advice Summit


 
Navigating Regulation Newsletters for Financial Advisers
 
What topics would you like to know more about? Tell us what you would like to know more about the new regulation changes that will affect Financial Advisers, and we will update you where we can on this site and at the Advice Summits in March 2019.

About Us

The Financial Services Council is a non-profit member organisation and the voice of the financial services sector in New Zealand. Learn more
     

Contact Us

+64 (09) 985 5762
fsc@fsc.org.nz
Level 33, ANZ Centre
23-29 Albert Street
Auckland 1010
New Zealand